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BROKERAGE FIRMS

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A brokerage firm (or brokerage) is a business that charges a fee to act as a liaison between buyer and seller of stocks. This topic covers the latest news and information from some of the nation’s top brokerage firms and the smaller ones that keep them on their toes.

Brokerage Firms is part of Business Exchange, suggested by Ginny Moore. This topic contains 748 news and 104 blog items. Read updated news, blogs, and resources about Brokerage Firms. Find user-submitted articles and reactions on Brokerage Firms from like-minded professionals.

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Brokerage Firms: JOBS

Midtown Manhattan Investment Banker / Broker Trainee Position

Arjent – New York, NY

SIPC and Participant MSRB, is a boutique investment banking firm focused primarily on serving emerging and middle market ... foreign institutions and high net worth individuals. The firm is headquartered in New York City. The principal...

Monster. Posted 2 days ago.

Vice President, Advisory & Brokerage Consulting Services

Lpl Financial – San Diego, CA

content, speakers and funding from sponsor/partner firms working collaboratively with others involved in the ... of investments, fee-based platforms, asset management firms and competing broker/dealers is preferred. Knowledge...

TheLadders.com. Posted 37 days ago.

Benefits Broker

Human Resource Solutions – Portland, OR

of the fastest growing and innovative benefits consulting firms in the nation. Their expertise allows them to maximize ... that go above and beyond the typical brokerage firm. This company is the preferred vendor for the American Institute...

TheLadders.com. Posted 20 days ago.

Senior Compliance Manager (Broker Dealer) - Marsh & McLennan Companies Corporate

Mmco – Hoboken, NJ

you will be responsible for continuously examining the firm's policies, procedures and practices for compliance ... compliance with regulatory requirements and assist the firm with appropriately pursuing business opportunities.

TheLadders.com. Posted 13 days ago.

Chief Compliance Officer- Global Brokerage Firm

Mergis Group, A Division of Spherion – New York, NY

Prestigious International Capital Markets Firm Seeks a Chief Compliance Officer *The Chief Compliance Officer will be ... *Ideal Candidates will be coming out of a Capital Markets Firm as a Chief Compliance Officer *Strong Supervisory and...

TheLadders.com. Posted 20 days ago.

VP Compliance-Broker Dealer

Guggenheim Partners – Rockville, MD

* Oversee administration of various distributor programs (firm element, annual compliance meeting, non-cash ... Base salary plus discretionary bonus. Organization: Our firm represents the investment management division which...

Doostang. Posted 2 days ago.

Personal Lines Producer - VIP Accounts

A Leading Retail Brokerage Firm – New York, NY

A Full-time, Insurance Job that requires the following skills: New business production,Revenue generation, High Net Worth / VIP accounts, Personal lines, and Selling and marketing .

a Leading Retail Brokerage Firm. Posted 17 days ago.

Sr Environmental Insurance Broker

Hanover Insurance Group – Silver Spring, MD

policies that many large carriers will not address. HSI brokerage division is looking for a Senior level ... Company, also based in Worcester, Citizens Insurance Company of America, headquartered in Howell, Michigan,...

InsuranceJobs.com. Posted 5 days ago.

Compliance Examiner/Manager (Broker Dealer) - Marsh & McLennan Companies Corporate

Marsh – New York, NY

compliance with regulatory requirements and assist the firm with appropriately pursuing business opportunities. ... Responsible for assisting with continuously examining the firm?s policies, procedures and practices for compliance...

InsuranceSalesWeb.com. Posted 23 days ago.

Branch Office Managing Broker

Penfed Realty – Washington, DC

PenFed Realty is a full service real estate brokerage firm that is a wholly owned subsidiary of Pentagon ... negotiates workouts with third party real estate brokerage firms. Reviews competitive market practices and makes...

washingtonpost.com. Posted 16 days ago.

Director Prime Brokerage Client Risk

Ashton Lane Group – New York, NY

Market / Credit Risk management within the prime brokerage business of an investment bank Responsibilities: �� Support bu ... Requirements: �� 10+ years market and/or credit risk management experience, preferably within prime brokerage �� Strong un...

eFinancialCareers. Posted 41 days ago.

Import Coordinator - Customs Brokerage

Talmo & Associates – Dallas, TX

JobsInLogistics.com. Posted 1 day ago.

Stock Broker Trainee

John Carris Investment – New York, NY

independent, privately held, diversified investment banking firm located in New York City's Financial District. We focus on providing corporate, institutional & private clients with first class independent advice, execution, and...

Monster. Posted 2 days ago.

Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate

Mmco – New York, NY

compliance with regulatory requirements and assist the firm with appropriately pursuing business opportunities. ... Responsible for assisting with continuously examining the firm's policies, procedures and practices for compliance...

TheLadders.com. Posted 13 days ago.

Senior Compliance Manager (Broker Dealer) - Marsh & McLennan Companies Corporate

Marsh – Hoboken, NJ

you will be responsible for continuously examining the firm?s policies, procedures and practices for compliance ... compliance with regulatory requirements and assist the firm with appropriately pursuing business opportunities.

InsuranceSalesWeb.com. Posted 23 days ago.

Import - Brokerage - Entry Writer

Talmo & Associates – San Francisco, CA

JobsInLogistics.com. Posted 1 day ago.

Senior Placement & Advisory Broker

Mmco – New York, NY

The primary industry focus will be professional services firms (law firms and accounting firms). The placements ... involved with training and content development for the law firm and accounting firm practices, FINPRO and Marsh.

TheLadders.com. Posted 13 days ago.

Structured Risk Broker - Guy Carpenter

Marsh – New York, NY

& McLennan Companies is a global professional services firm providing advice and solutions in the areas of risk, ... It is the parent company of a number of the world?s leading risk experts and specialty consultants, including Marsh, the...

InsuranceSalesWeb.com. Posted 16 days ago.

Customs Brokerage Import Coordinator

West Palm Beach, FL

Company Profile: Well-established Customs brokerage & freight forwarding firm Job Description: This position is for ... experience, with excellent track record with a Customs brokerage firm. Able to successfully perform Customs...

JobsInLogistics.com. Posted 1 day ago.

Broker - Dealer Compliance, Director Level

Compliance Search Group – Jersey City, NJ

Our client, a top-tier investment management firm seeks a Compliance Director for their limited purpose Broker-Dealer ... and state securities registration and licensing of the firm and its personnel; Participating in other compliance...

TheLadders.com. Posted 6 days ago.

Transportation Broker - Employee or Agent

Reid & Associates – Delaware

Company Profile: Reid & Associates is an Executive Search Firm who has helped Transportation and Logistics Companies ... and is expanding their Domestic Logistics (Freight Brokerage) Operations and has asked us to identify...

JobsInLogistics.com. Posted 4 hours ago.

Technical Accountant - Top Growth Firm

Financial Services Company – Chadds Ford, PA

with the executives and CFO of the company! This Company offers a 'top notch' work environment, growth ... experience, either from a larger public accounting firm or a reputable corporate accounting department.

TheLadders.com. Posted 4 days ago.

TL Brokerage Manager

Mri Chattanooga – Atlanta, GA

asset-based trucking firm looking to grow their truckload brokerage division. They rank in the top 100 trucking firms ... Job Description: The TL Brokerage Branch Director will develop and implement a business plan to start a new brokerage of...

JobsInLogistics.com. Posted 1 day ago.

Licensed Customs House Broker

Mid-America Overseas – Texas

international freight forwarding and custom house brokerage company, founded in 1976. MAO has over 400 employees ... We offer: Competitive salary and benefits 401K plan with company match Pleasant and professional work...

JobsInLogistics.com. Posted 15 days ago.

Customs Brokerage -Customer Service

Talmo & Associates – Inglewood, CA

JobsInLogistics.com. Posted 1 day ago.