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BROKERAGE FIRMS

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A brokerage firm (or brokerage) is a business that charges a fee to act as a liaison between buyer and seller of stocks. This topic covers the latest news and information from some of the nation’s top brokerage firms and the smaller ones that keep them on their toes.

Brokerage Firms is part of Business Exchange, suggested by Ginny Moore. This topic contains 1,561 news and 2,265 blog items. Read updated news, blogs, and resources about Brokerage Firms. Find user-submitted articles and reactions on Brokerage Firms from like-minded professionals.

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Brokerage Firms: JOBS

Business Broker - Help Sell Businesses

Murphy Business Brokers - N. Va. – Mclean, VA

national business brokerage firm looking for direct sales candidate. This is primarily a commission based ... interaction. Ability to professionally represent the firms service offerings and capabilities. Ability to...

www.beyond.com. Posted 1 day ago.

Principal Review Desk Specialist II - Series 7 & 24

J.P. Morgan Chase - Consumer Investments, Retail Financial Services – Columbus, OH

Regulatory Authority (FINRA) rules and regulations and the Firms policies and procedures. Primary responsibilities ... in the securities/investment industry preferred * Retail brokerage experience strongly preferred * Proven ability to...

CareerAdvocate.com. Posted 1 day ago.

Prime Services Operations Representative - Future Opportunity

Fidelity Investments – Boston, MA

Fidelity Capital Markets Services (FCMS) is the brokerage trading division of Fidelity's Institutional ... offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing...

Fidelity Investments. Posted 11 days ago.

Investor Center Financial Representative - Palo Alto

Fidelity Investments – California

products and services to individual mutual fund and brokerage customers- including personal needs-based ... offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing...

Fidelity Investments. Posted 2 days ago.

Investor Center Financial Representative-Garden City

Fidelity Investments – New York

Fidelity Investments. Posted 2 days ago.

Investor Center Financial Representative-King of Prussia

Fidelity Investments – Pennsylvania

Fidelity Investments. Posted 2 days ago.

Technical Lead

Princeton Information – Warren, NJ

finance business which includes Equity/Fixed Income Prime Brokerage, Portfolio Swaps, FX and Futures. BUSINESS ... OES entitlement server Prior experience or knowledge of brokerage/financial industry with external client facing...

Dice. Posted 6 days ago.

J2EE Lead Developer

Princeton Information – New York, NY

strong database skills to work on a Core Prime Finance/Brokerage application focused on Collateral Management. ... experience, preferably in Risk/Margins and/or Prime Brokerage. Previous experience of front-office businesses...

Dice. Posted 6 days ago.

Compliance Examiner

Finra – Chicago, IL

Job Functions: Conducts on-site examinations of member firms performing the following: * Evaluation of compliance ... United States. All told, FINRA oversees nearly 5,000 brokerage firms, about 174,000 branch offices and...

The Wall Street Journal. Posted 4 days ago.

Managing Director Corporate Finance

Claymore Partners – California

Client Overview: Our client is one of the largest brokerage and investment banking firms in the Southwest. They have over $4 billion of assets, are profitable and financially stable with more than 1,000 employees. Their rapidly growing...

RiteSite.com. Posted 119 days ago.

Fidelity Prime Services Product Manager ? Trading and Operations - Future Opportunity

Fidelity Investments – Boston, MA

internet platforms and protocols * Experience with Prime Brokerage technologies a plus * High-energy performer with ... offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing...

Fidelity Investments. Posted 6 days ago.

Fidelity Prime Services - Portal Product Development Manager - Future Opportunity

Fidelity Investments – Boston, MA

experience * Bachelor's degree * Uses advanced Prime Brokerage industry knowledge coupled with business ... offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing...

Fidelity Investments. Posted 6 days ago.

Investor Center Financial Representative-Park Ave, New York City

Fidelity Investments – New York

Fidelity Investments. Posted 6 days ago.

Director, Marketing - Fidelity Capital Markets

Fidelity Investments – Boston, MA

preferred. Skills/Knowledge: * Clear understanding of the brokerage and capital markets businesses * Strategic ... offers investment management, retirement planning, brokerage, and human resources and benefits outsourcing...

Fidelity Investments. Posted 6 days ago.

Financial Advisor - 9970

Financial Services Company – Phoenix, AZ

professional money management (RIA) and traditional brokerage services. If you desire to be independent, and to ... management segment; function independently within the firms structure. QUALIFICATIONS Mandatory Minimum...

Get Financial Planning Jobs. Posted 2 days ago.

Regional Counsel

Finra – Atlanta, GA

States. All told, FINRA oversees nearly 5,000 brokerage firms, about 174,000 branch offices and approximately ... or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a...

The Wall Street Journal. Posted 4 days ago.

Litigation Counsel

Finra – Washington, DC

United States. All told, FINRA oversees nearly 5,000 brokerage firms, about 174,000 branch offices and approximately ... or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past...

The Wall Street Journal. Posted 4 days ago.

Investigator

Finra – New York, NY

the United States. All told, FINRA oversees nearly 5,000 brokerage firms, about 174,000 branch offices and ... assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past...

The Wall Street Journal. Posted 4 days ago.

Institutional Salesperson

Esposito Securities – Dallas, TX

and international equity execution and systems, prime brokerage services, third party research, Sub-Advisory ... sit in Dallas, TX and you will work directly alongside the firms largest producer. Ideal candidates are...

eFinancialCareers. Posted 3 days ago.

Regulatory Compliance Attorney

Compliance Search Group – New York, NY

brokerage seeks an Attorney for their Compliance Department. The firms Legal and Compliance divisions work closely together. The role includes a combination of transactional, compliance, legal, regulatory and litigation...

Compliance Search Group. Posted 10 days ago.

Wealth Management Advisor

Global Asset Management Firm – Greenwich, CT

one of the largest publicly traded global asset management firms in the world with approximately $618 billion in ... in-depth research, portfolio strategy, trading, and brokerage-related services. Job Description:Global...

Get Financial Sales Jobs. Posted 3 days ago.

Financial Advisor

Financial Services Company – Los Angeles, CA

Get Financial Planning Jobs. Posted 3 days ago.

Sr. Project Manager

Project Consulting Group – Minneapolis, MN

Project Managers with Financial Services, Insurance, Brokerage, Mortgage, Health Care, and Banking experience to ... the largest, most respected consulting project leadership firms in Minnesota. This is a strategic high-level...

Dice. Posted 6 days ago.

Service Analyst

American International Group – Atlanta, GA

Strong interaction with clearing firm on routine brokerage account platform questions. Work independently ... broker-dealers, national and regional securities firms, banks and insurance agencies. The six major...

American International Group. Posted 11 days ago.

Lawyers Professional Liability Underwriter

Cj Walsh Group – New York, NY

s and Officers, Directors & Officers, Professional Liability, Account Executive, Broker, Account Manager, E&O, EPLI, Non-Profit, non profit, nonprofit D&O, Directors, Officers, Producer, brokerage, carrier, marketing, CPCU, CIC, client...

UltimateInsuranceJobs.com. Posted 11 days ago.