Securities Investor Protection Corporation, or SIPC, which acts as a sort of insurance fund for victims of failed...
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BROKERAGE FIRMS
A brokerage firm (or brokerage) is a business that charges a fee to act as a liaison between buyer and seller of stocks. This topic covers the latest news and information from some of the nation’s top brokerage firms and the smaller ones that keep them on their toes.
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Recent news on this topic.
using microfiche and microfilm records, to go back as far as the late 1970s. Mr. Madoff founded his brokerage firm in...
the country that have lost money in Medical Capital Notes. K&T has filed securities arbitration claims against...
lost millions of dollars on Medical Capital investments that they purchased through Securities America, WFP Securities,...
SIPC committed advances to Madoff customers now totals $534,250,113.22. In SIPC's previous liquidations of brokerage...
relating to real estate for sale on this website appears with the permission of the licensed real estate brokerage...
There is a fire sale these days on Park Avenue. Stifel Nicolaus, a brokerage firm, recently signed a sublease for the...
Three former executives at the insurance brokerage firm Marsh were acquitted on Monday of criminal charges in a...
relating to real estate for sale on this website appears with the permission of the licensed real estate brokerage...
at 9:49 AM Comments (0) Print view Share Industry regulators have fined discount brokerage firm Scottrade Inc.
Street expectations is running at about 79%, Brown Brothers Harriman noted Thursday. That's the highest level the...
relating to real estate for sale on this website appears with the permission of the licensed real estate brokerage...
Mr. Rajaratnam boasted to a group of investors at a conference that Galleon paid about $250 million to brokerage firms...
relating to real estate for sale on this website appears with the permission of the licensed real estate brokerage...
has moved in line with the dollar,' said Edward Meir, senior commodity analyst at MF Global, a commodity brokerage firm...
Beijing Ultrapower's 166.97 million yuan underwriting fee earned by CITIC Securities ranked at the top.
program too early, while the economy remains fragile, could also backfire, said Kristian Overend, a partner at the...
million. During the quarter, TradeStations' daily average revenue trades (DARTs), a key measure of trading activity for...
bailout program too early, while the economy remains fragile, could also backfire, said Kristian Overend, a partner at...
beginning on Thursday. The firm says this will result in cheaper and faster trades for more investors.
and environmental services. The firm was founded in 1983 and is one of the country's leading independent brokerage...
withdraw about $1.3 billion from the hedge fund since Rajaratnam’s arrest last Friday. Two of the brokerage firms with...
have not shown much interest in organizing the financial industry. No doubt, the power of the big banks, brokerage...
Leave it to a publisher to quote an ad slogan, in this instance for the former Smith Barney brokerage house.
relating to real estate for sale on this website appears with the permission of the licensed real estate brokerage...
Top Sources: Brokerage Firms
- Globe Investor
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- New York Post
- USA Today
- New York Times
- BBC
- BusinessWeek
- Financial Times
- Miami Herald