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BROKERAGE FIRMS

A brokerage firm (or brokerage) is a business that charges a fee to act as a liaison between buyer and seller of stocks. This topic covers the latest news and information from some of the nation’s top brokerage firms and the smaller ones that keep them on their toes.

Brokerage Firms is part of Business Exchange, suggested by Ginny Moore. This topic contains 1,548 news and 2,253 blog items. Read updated news, blogs, and resources about Brokerage Firms. Find user-submitted articles and reactions on Brokerage Firms from like-minded professionals.

News

Recent news on this topic.

Fidelity Launches New Tool for 'Breakaway Brokers'more

launched a service to help retail brokers determine how profitable it would be for them to leave their brokerage house...

EFI Announces Commencement of Tender Offer to Purchase up to 4,500,000...more

Transmittal and related documents should be directed to Mellon Investor Services LLC by calling (201) 680-6579 (banks...

For Citi, Less Sting From a Painful Betmore

implies that its bankers are worth £3 million each. Thats far more than in past sales of British brokerage firms.

Zacks Releases Four Powerful ''Buy'' Stocks: OPNET Technologies, Inc.,...more

in 1978 by Len Zacks. The company continually processes stock reports issued by 3,000 analysts from 150 brokerage firms.

Government abandons Bush investment advice rulemore

federal government has decided to abandon a Bush administration plan that would have permitted mutual fund companies...

CORRECTING and REPLACING Select Grubb & Ellis, Lee & Associate...more

Associates Commercial Brokers Adopt AuctionPoint Online Auction Platform (sted Grubb & Ellis, Lee & Associates...

EU mergers and takeovers (Nov 19)more

group Banco Santander SA (SAN.MC: Quote, Profile, Research), takes control of Polish retail banking, credit and...

Disciplining Of Brokers To Stay On Recordmore

Roth Law Firm in New York. 

"You have to know it exists," says Roth, who represents brokers, brokerage firms...

Taking on the big guysmore

originators. 'You are going to get this regulatory push to cleanse the system,' Dallas said. The number of brokerage...

Smaller boutique firms under pressuremore

and early 2009 disappear. The challenge for many new firms is the revival of the largest Wall Street brokerage firms.

Japan's Mitsubishi UFJ announces massive share salemore

those of Wall Street giant Morgan Stanley. The two firms announced in March they would fully merge their brokerage...

From the archive: Peter Drucker's 1990s: The futures that have already...more

Extract not available.

NHPC, Jet Airways, Rel Cap among favourite picks of fund mngrsmore

houses purchased stocks in sectors like media, power, IT and infrastructure, while offloading shares in others.

China Merchants Securities makes weak debutmore

June. 'Merchants Securities' over-valued IPO price has left limited room for growth on the secondary market even though...

Drake Hotels Prime Space Remains Undevelopedmore

the country and possibly the world, said Woody Heller, an executive managing director at Studley, a real estate...

Zacks Releases Four Powerful ''Buy'' Stocks: Ctrip.com International L...more

in 1978 by Len Zacks. The company continually processes stock reports issued by 3,000 analysts from 150 brokerage firms.

Zacks Upgrades and Revisions Strategy Highlights: Perrigo, Lincoln Edu...more

the most powerful force impacting stock prices. Couple that with the proven benefits of upgrades in ratings from...

CFTC, SEC, Lawmakers Question Fed's Role In Systemic Risk Billmore

NYSE Euronext (NYX), he said. Other firms regulated by the CFTC and SEC, such as futures and securities brokerage...

High-end housing plan hits the skidsmore

landscape improvements to the 1970s property, which is also up for sale through the Cushman & Wakefield commercial...

UPDATE:Gensler:Fed May Encroach On CFTC Turf In Systemic Risk Billmore

lawmakers) By Sarah N. Lynch Of DOW JONES NEWSWIRES WASHINGTON -(Dow Jones)- Clearinghouses, exchanges and futures...

Gensler: Fed May Impede On CFTC Turf In House Systemic Risk Billmore

WASHINGTON -(Dow Jones)- Clearinghouses, exchanges and futures brokerage firms could be subject to duplicative...

B&G Foods Provides Clarification Regarding Face Value of 12% Senio...more

FAQ.' B&G Foods today posted an updated version of the Investor FAQ in response to questions received from...

The Nine Lives of GMAC's New CEO Michael Carpentermore

Carpenter ran the firm for four years without a brokers license, which is required of anyone overseeing a brokerage...

China opens banking doors to Taiwanmore

step, China's financial sectors remain only partially open. Yen Ching-chang, chairman of Yuanta Financial, Taiwan's...

The Nine Lives of GMACs New CEO Michael Carpentermore

ran the firm for four years without a broker’s license, which is required of anyone overseeing a brokerage firm.

Top Sources: Brokerage Firms

  • Globe Investor
  • MarketWatch
  • CNN Money
  • New York Post
  • New York Times
  • USA Today
  • Reuters
  • BBC
  • BusinessWeek
  • Financial Times

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Director of Operations / Brokerage Services Sanford Barrows Group | Boca Raton, FL
Posted: Nov 16
Producer - National Brokerage - Marsh USA - Chicag Marsh INC - Chi | Chicago, IL
Posted: Sep 21
Prime Brokerage Compliance Officer Compliance Search Group | New York, NY
Posted: Nov 22

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