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BROKERAGE FIRMS

A brokerage firm (or brokerage) is a business that charges a fee to act as a liaison between buyer and seller of stocks. This topic covers the latest news and information from some of the nation’s top brokerage firms and the smaller ones that keep them on their toes.

Brokerage Firms is part of Business Exchange, suggested by Ginny Moore. This topic contains 749 news and 104 blog items. Read updated news, blogs, and resources about Brokerage Firms. Find user-submitted articles and reactions on Brokerage Firms from like-minded professionals.

News

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Bank of America Must Defend Claims It Concealed Merrill Bonusesmore

lawsuit claims it concealed bonuses and losses at Merrill Lynch & Co after it agreed to acquire the brokerage firm,...

BSE Sensex seesaws on weak world equitiesmore

A stockbroker uses his terminal to trade at a brokerage firm in Mumbai September 30, 2008. Credit: Reuters/Punit...

Sex Harassment at Work Gets Weirder, Scarier: Susan Antillamore

Not that I think its weird that a brokerage firm chief executive would pin a female clerk on the floor by putting his...

Mortgage Mayhem: Homeowners Strandedmore

who runs a wealth-management firm in White Plains, N.Y. "The 0% interest rates have helped banks and brokerage...

Feds link Houston firm to bribery of Mexican officialmore

Electric Commission, was the alleged recipient, records show. Some of the money was allegedly funneled through a...

A new economy needs new ways to improve processesmore

Financial services firms need to look at the way they run their processes differently if they are to recover faster

TD Ameritrade Nabs Record Number of Breakaway Advisorsmore

Custodians are in a horserace to provide services to breakaways.

Wall St. Hiring in Anticipation of an Economic Recoverymore

The shift underscores the remarkable recovery of the biggest banks and brokerage firms since Washington rescued them in...

Square Feet | The 30-Minute Interview: Shaun Oshermore

Mr. Osher, 43, is a founder and the chief executive of the CORE Marketing Group, a boutique brokerage firm that markets...

Infy shares hit all-time highmore

the US, which accounts for over half of the business, to help them grow faster. According to financial brokerage firm...

Five Reasons The Bulls Have Been Snortingmore

much-needed cathartic burst that purged negativity out of stocks. In a trading note, Michael Shaoul, chief executive of...

Hedge Funds ���Frozen in Headlights��� Cut Trading as Markets Swingmore

really taking out any big bets, said Blaze Tankersley, chief market strategist at Bay Crest Partners LLC, a brokerage...

Stanford Professor Stung by Bond Fund Wins $2.2 Million Claimmore

Securities and Litigation Consulting Group Inc., a Virginia consulting firm that testified for the Levinthals in the...

Schonfeld Dismisses 50 Traders, Cites Rise of Electronic Tradesmore

July 6 (Bloomberg) -- Schonfeld Group Holdings LLC, the brokerage firm formed by Steven Schonfeld in 1988, dismissed 50...

Dividends Are Rising. Will Stocks Follow?more

tale of the risks of staking one���s fortune on a single stock. And dozens of banks and brokerage firms cut or...

EFX Prime Services strengthens team with additions from Goldman Sachs ...more

EFX Prime Services announced today that it had hired industry veterans Jonathan Shapiro and Gary Mednick.

Research and Markets: IT Market in Russia 2010: Market Analysis and De...more

region * consulting, research and analytical firms with interest in the market * investment oriented entities such as...

Barbra Leung, Craig Askinazimore

Y. The bridegroom, 32, works in New York as an account executive for Hub International Northeast, an insurance...

What's a €œbroker non-vote, anyway?more

We’ve heard a bunch about this subject, especially in this season of annual meetings. What’s the big deal? Here’s the...

Citadel sells $301 million of its E*Trade shares, causing 7.1% fallmore

At the end of April, online broker E*Trade Financial Corp sold 172 million shares of its common stock (ETFC.

Chavez wants US to ID money laundering suspectsmore

believes some of the suspects are Venezuelans, and he suggested some could be linked to the dozens of brokerage firms...

Finding a Good Business Broker - Your First Meeting with a Business Br...more

Whether it was a referral, a cold call or some nice professional letter that showed up on your desk, reaching out to...

Michelle Gorenstein, David Holtzmanmore

and Kenneth C. Holtzman of White Plains. His father is the president of New World Futures, a commodities brokerage firm...

In Miami, Condo Sales Rise as Prices Bottom Outmore

and all plan to use the condos themselves, she said. Peter Zalewski, the owner of Condo Vultures, a brokerage firm that...

Morgan Stanley Smith Barney Settles Suit Over Brokerage Managermore

from recruiting its employees for six months and from soliciting its clients for 90 days following his departure.

Top Sources: Brokerage Firms

  • CNN Money
  • New York Post
  • MarketWatch
  • Globe Investor
  • bloomberg.com
  • Economictimes
  • New York Times
  • Reuters
  • USA Today
  • BusinessWeek

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