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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
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Last week the SEC charged Value Line Inc., an affiliated broker-dealer Value Line Securities (VLS), and two of Value...
The government's case against Raj Rajaratnam, founder of hedge fund Galleon Group, on the charge of insider trading,...
You like transparency? Here you go. The SEC just made a MASSIVE document dump related to its failure to catch Madoff.
Posted By Norb Vonnegut on November 2, 2009 Madoff and Galleon—the two scandals are unrelated. But together, they raise...
Lawrence Lessig's recent thought-provoking article in the New Republic, "Against Transparency: The perils of...
The most precious commodity on Wall Street is information, and savvy players will do almost anything for it ...
...people receiving Social Security, SSI and other ... that was approved, that the soc sec admin will
The SEC has charged Ronnie Eugene Bass, Jr., Abner Alabre, and Brian J. Taglieri with fraud for operating a Ponzi...
Securities and Exchange Commission’s independent watchdog called for a sweeping overhaul of the agency’s investigation...
I’m writing this blog six days after the close of the month and for most companies, the quarter. Our benchmark research...
Over the past 2 weeks, I've criticized Yahoo!'s (YHOO) Carol Bartz and HP's (HPQ) Mark Hurd for excessive pay and...
In response to my recent criticisms of Carol Bartz, her management team, and board at Yahoo! (YHOO), I've had some...
September 18, 2009 SEC Seeks to Ban Flash Trading. The Securities and Trading Commission of United States proposed a...
The Securities and Exchange Commission is facing yet another red face moment over the Bernard Madoff case.
Then-SEC Chairman Harvey Pitt, now CEO of Washington-based business consulting firm Kalorama Partners, was in his...
In the face of the Hedge Fund Transparency Act, and the increasing demands from investors and prospects to disclose...
Bernard Madoff, the financier convicted for Wall Street's biggest investment fraud, was surprised his $65 billion Ponzi...
After the meltdown of firms like Lehman Brothers, Citigroup (C), Bank of America (BAC), Fannie Mae (FNM), Freddie Mac...
The Securities & Exchange Commission had several chances to uncover Bernard Madoff's huge Ponzi scheme dating back...
The Wall Street Journal on Tuesday reported that hedge funds are the Internal Revenue Service's next target in the...
There's pretty much no way we can ever expect the Securities and Exchange Commission to be competent at regulating high...
So who was Chasing Benjamin in yesterday's excitement? Seems like the gang that was short and losing their Benjamin's.
WASHINGTON — Two enforcement lawyers at the Securities and Exchange Commission are under investigation for possible...
The SEC's new chief says moves are afoot to empower shareholders
Top Sources: Securities & Exchange Comm (SEC)
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