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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,185 news and 151 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

Blogs

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Platts - Power Lines: When it comes to investing, caveat emptor rulesmore

The Pennsylvania Securities Commission warned this week that there are scammers out there who want to exploit the good...

Oracles Advances Enterprise Content Management Againmore

Oracle has just released its latest (11g) version of its enterprise content management (ECM) suite (http://www.oracle.

SEC agents don't need guns, badgesmore

When I worked at the Securities and Exchange Commission, I thought the only way ... they gave us guns and badges. SEC

Before Getting Shut Down By The SEC, Gryphon Financial Took Time To...more

20 million from investors and, in the process, told the best lies ever, which included: the fact that its office is in...

The SEC-Goldman Flap, by Arnold Klingmore

...of the underlying mortgage securities ... case against Goldman was not unanimous at the SEC, and that it

The 'Sexually-Oriented' Cruises that Earned an SEC Complaint...more

And does it have an unlimited soda plan? More » [Gawker] [Read More]

Report: SEC Missed Shots at Stanfordmore

The SEC missed numerous opportunities over nearly a decade to crack down on R. Allen Stanford's alleged Ponzi scheme,...

SEC Files Brief in Cuban Insider Trading Casemore

The SEC has posted at its website its recently filed reply brief in SEC v. Cuban, its appeal to the Fifth Circuit of...

China Teacher and Sec 3 Girl Kiss for 30 Minutes in Staff Loungemore

A China male teacher was videoed to be hugging and kissing one of his Sec 3 girl student for...

Emaar Palm Hills, Palm Hills Gurgaon, Emaar Palm Hills, Emaar MGF...more

Gurgaon, with welcoming green spaces, invigorating fresh air and sunlight, and modern design ... Hills Gurgaon, Emaar...

SEC/FINRA Officially Issues Warning on Unregistered Broker Dealersmore

...and Epiphany. This says if you have a Master Account and Sub-Accounts you need to treat the sub-accounts like...

Apple confirms iPad issues with dual-band WiFi routers, offers fix...more

Judging from our recent poll, a sizable number of folks have had problems with their iPad losing its WiFi connection,...

People - Breeden Capital poaches Joshua Fenton from Gabelli for...more

Ryan Mallett's Scooter Gives SEC Fans A Head Start On Next Season's...more

[Mr.Sec/Arkansas News] More...

Former Nixon Peabody Lawyer Settles With SEC in Insider Trading Casemore

Melissa Mahler, a former Nixon Peabody lawyer, has reached a financial settlement with the Securities and Exchange...

Buy Amara Raja Batteries; target of Rs 200: Sunidhi Secmore

Sunidhi Securities Finance is bullish on Amara Raja Batteries and has recommended buy rating on the stock with a target...

THE SEC AND CONSISTENCYmore

...minds” to borrow and old phrase. In SEC v. Pentagon Capital Management PLC, Case No. 08 Civ. 3324 (S.D.N.Y.

TheStreet.com Says 10-K Delayed; Discloses SEC Probemore

...to an investigation commenced by the Securities and Exchange Commission ... the first disclosure of the SEC probe.

Kentucky's John Calipari is the sleaziest coach in a sleazy game.more

...the tar out of Tennessee in the SEC tournament, a ... and a backup named Daniel Orton was told to absent himself...

Rep. 5 Brian Bilbray Questions Obama Treasury Sec. Geithnermore

Author: galeidae154...

SEC Supervisor Surfed Tranny Porn To Cope With Stress Of The Jobmore

SEC Porn FOIA [PDF] Pornography - U.S. Securities and Exchange Commission - Lawyer - Website - Stress...

SEC Lettermore

      Alan S. Maza, Esq.  Senior Bankruptcy Counsel  United States Securities and Exchan...

N.V. Ferdinand Pieroth Burg Layen Pieroth Blue Sekt Demi Secmore

Dry, Bri enjoyed the dryness. It went surprisingly well with garlic bread and butter. - Tasted 2/28/2010.

Buffie The Body Comes Out With Her Own Official Workout DVD! (51 Sec.....more

Buffie On Treadmil

SEC: Where are YOUR Dead Bodies Buried? | ACRIMONEY, The Wild Wild Wor...more

SEC: Where are YOUR Dead Bodies Buried? Posted By Norb Vonnegut on February 17, 2010 There’s an expression in finance,...

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