Join Business Exchange
to access the most
relevant content for you,
filtered by like-minded
business professionals.
Learn more

Register using your

SECURITIES & EXCHANGE COMM (SEC)

save topic

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,188 news and 150 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

suggest topic

post a job

Job listings related to this topic.

Securities & Exchange Comm (SEC): JOBS

SEC Reporting Accountant

Kelly Services – Las Vegas, NV

SEC (Securities and Exchange Commission) Reporting Accountant Requirements * Banking experience. * Knowledge of 10K, 10Q, MDNA, Fry reports and Guide 3 Financial Tables. * Advanced knowledge of MS Office This temporary project to last...

Kelly Services Inc. Posted 12 days ago.

Head of Interest Rate and Currencies Compliance

Morgan Stanley – New York, NY

dealer activities, government securities auctions, swaps and other interest rate derivatives, and foreign sovereigns. ... communications with the public, research and FINRA dn SEC rules. Skills Required Strong knowledge of: TRACE...

Morgan Stanley. Posted 97 days ago.

Senior Counsel SEC & Corporate Governance

City National Bank – Los Angeles, CA

and executing NYSE public company legal strategy and requirements under the Federal Securities Laws, and ... and compliance, and Securities Trading restrictions and policies. Experience in managing outside counsel...

LawHire.com. Posted 15 days ago.

SEC Reporting Analyst

Recruiting Department – Newark, NJ

disclosures required by the Securities and Exchange Commission. Researches and interprets accounting and ... knowledge of Generally Accepted Accounting Principles and Securities and Exchange Commission regulations,...

Talent Exchange. Posted 19 days ago.

SEC Analyst

CS – Jacksonville, FL

Accepted Accounting Principles (GAAP) and Securities and Exchange (SEC) regulations. Primary Activities and ... and Skills Microsoft Office skills (especially Excel and Word) Knowledge of GAAP and SEC requirements Ability to...

AllRailJobs.com. Posted 20 days ago.

SEC/Financial Reporting Manager - Banking - $100-130K +bonus

Anaheim, CA

base and disc. bonus and stock options. Prepares and oversees the annual, quarterly and other public ... and earnings releases filed with the US Securities and Exchange Commission on Forms 10-Ks, 10-Qs, 11-K and...

Financejobz.com. Posted 21 days ago.

Director of Internal Audit, Sox & SEC - Earn 90K-140K

Titlemax – Savannah, GA

accepted accounting principles, and Securities and Exchange Commission. Responsibilities: Plan, develop and ... findings.Diagnose findings and draft internal audit reports and presentations to management.Establish and communicate...

WorkInRetail.com. Posted 21 days ago.

Senior Analyst, SEC Reporting, ADT NA

ADT Commercial – Boca Raton, FL

investor relations, and audit committee materials. Duties and Responsibilities: * Review and analyze data to be ... * The candidate must have strong communication (oral and written) and relationship building skills. * Experience...

ADT Commercial. Posted 3 days ago.

Corporate SEC Accounting Mgr.

MBI – Atlanta, GA

recruiting for a SEC Reporting Manager with a profitable and growing Atlanta area company. This is a very visible ... understanding of financial accounting, GAAP and SEC rules and regulations is needed. Requirements for the SEC...

MBI. Posted 4 days ago.

Manager of SEC Accounting

Synergy One – Wayne, NJ

in compliance with Securities and Exchange Commission (SEC) reporting requirements. The candidate will develop and ... and reviewing quarterly and annual financial reports to the SEC, including Managements Discussion & Analysis and...

Synergy One. Posted 119 days ago.

Unit Sec/Monitor Tech - PCU (F/T) Mixed Shifts

Oak Hill Hospital – Brooksville, FL

and directing visitors. Assists in the ordering, receipt and storage of supplies. Assembles patient charts. Answers ... calls, determining when staff members should be paged and taking and forwarding messages. Serves as an important...

Oak Hill Hospital. Posted 11 days ago.

Sec/Clerical Grade 2

Western University of Health Sciences – California

taking steps to detect common signs of shoplifting, theft and other security risks involving customers and co-workers. ... and written communication skills. Ability to effectively and professionally interact with administration, faculty,...

Western University of Health Sciences. Posted 7 hours ago.

Senior Analyst, SEC Reporting, ADT NA

ADT Security Services – Boca Raton, FL

ADT Security Services. Posted 6 hours ago.

Unit Sec/Monitor Tech (PCU) FT Days

HCA Healthcare – Sarasota, FL

HCA Healthcare. Posted 15 days ago.

Manager, SEC Reporting

ABM Industries – New York, NY

DUTIES: * Lead and manage the preparation and filing of all SEC financial filings (e.g. Forms 10K, 10Q and 8K), ... and management discussion and analysis * Act as a liaison and assist external auditors in the planning and execution...

ABM Industries Incorporated. Posted 3 days ago.

Information Security Specialist

Information Sec Specialist - Mn001isspis (minneapolis Main Offices) – Minneapolis, MN

information security policy, standards and procedures and recommends appropriate changes. - Analyze the ... time and cost, and increasing effectiveness. - Evaluate and select technical solutions based on business and...

Direct Talent Exchange. Posted 116 days ago.

Corporate SEC Accounting Director

Dish Network – Englewood, CO

* Complete and file with the SEC all quarterly, annual and other requisite SEC filings in a timely manner * ... Accounting and other business groups to assist with merger and acquisition and evaluate impact on accounting and...

Dish Network LLC. Posted 12 days ago.

IT Sec Rep Sr

BAE Systems – Nashua, NH

electronics, security, information technology solutions and customer support and services. Electronic Solutions, ... systems and products that maximize the effectiveness and safety of fighting forces and first responders. Its...

BAE Systems. Posted 5 days ago.

MF/Sec. Control Liaison

DST Systems – Kansas City, MO

Mutual Fund/Securities Control Liaisons identify exceptions, balance systems and reports, reconcile cash and shares, ide ... Mutual Fund/Securities Control Liaisons possess a high degree of ownership of issues and strong analytical and problem s...

DST Systems, Inc.. Posted 6 days ago.

Pipeline Order - DC Barred/Pending/Finance/SEC

Hudson Legal – Washington, DC

A strong background in securities, finance, and/or SEC investigations is preferred, and an active license to practice la ... multiple disciplines and industries, including accounting and finance, legal, IT, sales and marketing, supply chain...

Hudson Legal. Posted 6 days ago.

Info Sec Threat Architect

First Data – Greenwood Village, CO

Knowledge of information security concepts and theory, and the application of such through technical and ... Intrusion Detection and Prevention, Incident Management and Response, Web Application Security, Risk Assessment and...

First Data. Posted 8 days ago.

Intern 1 Env Health/Safe/Sec

Juniper Networks – Massachusetts

plan and schedule to address identified gaps Comparing site and global EHS programs and procedures to highlight ... revision and implementation of programs to address gaps and discrepancies Documenting and assessing potential...

Juniper Networks, Inc. Posted 10 days ago.

Principal Com Sys Sec Tchnl

Raytheon – Tucson, AZ

and proposed computer network and communications systems and projects. The IT Security System Technologist applies ... security related workflows and procedures. Prepares and executes security assessments, analysis and remediation.

Raytheon. Posted 8 days ago.

Enterprise Info Sec Manager

Federal Reserve Bank of Minneapolis – Dallas, TX

oral, and written communication skills to prepare and present executive and management level briefings and ... presentations, interact and communicate with all management and staff levels across the System and various internal and...

Federal Reserve Bank of Minneapolis. Posted 12 days ago.

Manager SEC Reporting and Compliance

Startek – Denver, CO

analysis and supporting documentation relating primarily to SEC filings. 3. Researches, documents and assesses ... and maintenance of SEC, financial and accounting policies and controls. 6. Exercises accounting control and financial...

StarTek. Posted 14 days ago.