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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by
Steve Bobrov.
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Most Active Articles in this Topic
[VIDEO] MF Global: The Six Billion Dollar Bet.
Watch Six Billion Dollar Bet on PBS. See more from FRONTLINE. Images: Flickr (licence)
elliottwavemarketservice.com. Added on May 24, 2012
Former CEO Allen Ambrose Sold McEwen Mining $MUX worth 1.7 M in Feb, price range 5.65 - 5.69 Los Azules
Allen Ambrose emails: 24. "Next we should look at our alternatives to take out the Solitario (TNR...
zerohedge.com. Added on May 22, 2012
SEC charges 3 former Thornburg executives with fraud
The SEC charged Larry A. Goldstone, Clarence Simmons and Jane Starrett with fraud for allegedly...
Washington Post. Added on March 14, 2012
SEC to put U.S. audit watchdog under microscope
By Sarah N. Lynch – U.S. securities regulators will question the top U.S. audit watchdog about his...
theneteconomy.wordpress.com. Added on January 11, 2012
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