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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by
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News
Recent news on this topic.
The Securities and Exchange Commission has got an emergency court order to freeze assets in a foreign currency trading...
s brother, people familiar with the matter said. The investigation of Sedna began as an audit by the SEC and eventually...
used against him were illegal and should be tossed out as evidence. Responding to civil charges by the Securities and...
attack on the governments case against him. Responding for the first time to civil charges brought by the Securities...
R. Biden, Jr., Vice President of the United States Dr. Jill Biden Mr. Robert O Blake, Jr., Assistant Sec for South and...
AIG, but if banks agreed to accept this argument, and Treasury and Fed insisted on it, and the SEC upheld it, the...
a change in U.S. vacation policy. Last month, its shares took a hit as Zale disclosed the Securities and Exchange...
delayed. All times are ET. Historical, current end-of-day data, and splits data provided by .Fundamental data provided...
trading before rebounding back to the closing price of $16.94. In a filing with the U.S. Securities and Exchange...
delayed. All times are ET. Historical, current end-of-day data, and splits data provided by .Fundamental data provided...
losses related to such exposures could be significant,” the McLean, Virginia-based company said in a filing with the...
stock that Fidelity itself was actively trading. In a case brought by the Boston office of the US Securities and...
prevails at a given time is a function of power and not truth.”Perhaps, but Nasdaq and the Securities and Exchange...
company's shares at a fixed price within a specified time period. The source said the U.S. Securities and Exchange...
his lawyer, Akin Gump’s John Dowd , have come out firing. For starters, in his response to the SEC complaint lodged...
the government of violating his constitutional rights with its use of wiretaps. Rajaratnam denied allegations in a US...
for it in the court of shareholder opinion. Terra’s Form 8-K, filed later on Sunday with the Securities and Exchange...
delayed. All times are ET. Historical, current end-of-day data, and splits data provided by .Fundamental data provided...
K. Donovan, Jr., in a civil insider-trading case in the stock of Covad Communications Group brought by the Securities...
to have obtained, his lawyers said in court documents. The documents were filed in response to the US Securities and...
Covad Communications Group Inc CCGIHC.UL by giving his mother nonpublic information about the company, the U.S.
Manhattan federal court. The filing came in response to a civil lawsuit originally brought by the U.S.
Citadel Investment Group warned regulators that banning a controversial order-routing practice used by some options...
Hilton Hotels Group or other companies as alleged in a civil insider-trading case brought by the U.S. Securities and...
Top Sources: Securities & Exchange Comm (SEC)
- Washington Post
- MarketWatch
- hedgetracker.com
- online.wsj.com
- Reuters UK
- finance.yahoo.com
- CNN Money
- sec.gov
- Chicago Tribune
- Reuters
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