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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,185 news and 151 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

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SEC to put U.S. audit watchdog under microscopemore

By Sarah N. Lynch – U.S. securities regulators will question the top U.S. audit watchdog about his budget and policy...

MF Global sold assets to Goldman before collapse: sourcesmore

MF Global unloaded hundreds of millions of dollars' worth of securities to Goldman Sachs in the days leading up to its...

SEC Looking to Implement Tougher Rules to Stop Insider Tradingmore

Financial Information and market forecasts, focusing on stocks, gold and oil.

Occupy Wall Street debuts, twice, in S.E.C. filingsmore

Footnoted describes appearances in both CME Group's 10-Q AND Strategic Hotel and Resorts 8-K on 9 November 2011.

Citi Settlement With SEC Rejected by Judgemore

Citigroup Inc.’s $285 million settlement with the U.S. Securities and Exchange Commission over mortgage-backed...

Financial regulation | Can the SEC be made “fit for purpose”?more

Despite gaining a new lease of life and a bigger budget, many are saying that the Securities and Exchange Commission...

Mary Shapiro | You can’t do Dodd-Frank on a shoestring, the SEC warns ...more

Anthony Harrington takes a harsh look at the SEC and the new top dog Mary Shapiro, investigating their handling of...

Currency Cross Rates, Currency Exchange Rates, FOREX Trading Charts, C...more

: Moneyline provides live Multi currency cross rates, Single currency cross rates, live currency charts, live currency...

AICPA Recommends SEC Allow Optional Adoption of IFRS by U.S. Public Co...more

The American Institute of Certified Public Accountants has recommended to the Securities and Exchange Commission that U.

Zynga Restates Sales on Accounting Changemore

Zynga Inc., the online game developer that is planning an initial public offering, restated first-quarter results after...

Groupon’s Strikeouts Reveal an Unspoken Truth: Jonathan Weilmore

About five miles south of Groupon Inc.’s headquarters, at U.S. Cellular Field, there’s a veteran baseball player for...

Soros | Taking stock of George Soros, the SEC and Quantummore

With the SEC demanding financial regulation of many US-based funds as part of the Dodd-Frank act, George Soros has...

Soros to End Hedge Fund Career, Return Moneymore

George Soros, the billionaire best known for breaking the Bank of England, is returning money to outside investors in...

Commodity Trade Advice, MCX Tips, Commodity Trading, Bullions, Metal &...more

Moneyline is an Indian Commodity Advisory Firm which provides commodity trading tips, commodity prices, quotes, charts,...

Recent Trillion-Dollar Filings Suggest Weakness In SEC Systemmore

A spate of recent documents submitted by a Texan indicate nearly trillion-dollar stakes in some huge publicly traded...

Derivatives Day: Getting Naked and Other Options Trades This Weekmore

A brief survey of options ideas and strategies culled from what’s out there so far this week

Beautiful Losers: Summer Snow Jobs Frost SECmore

It’s going to be a long, hot summer – for both the Securities and Exchange Commission and the imaginative fraudsters it...

Stanford Investors Sue Former Auditor BDO for $10.7 Billionmore

certificates of deposit at Stanford International Bank Ltd. in Antigua, the investors said in the complaint. U.S.

Delaware Judge Delays Ruling in Massey Investor Lawsuitmore

remove Mr. Blankenship or request his resignation,��� officials said in a May 19 filing with the U.S. Securities and...

Martha Stewart Recovery Fails as Blackstone Sets Sale: Real M&Amore

about six months of house arrest. In August 2006 Stewart agreed to a settlement with the U.S. Securities and Exchange...

Ex-Nasdaq Managing Director Johnson Admits to Insider Tradingmore

according to a lawsuit filed at the same time in federal court in Manhattan by the U.S. Securities and Exchange...

The Audacity of Chinese Fraudsmore

centrality of Chinese banks to the global economy, its a story much bigger than Deloitte or Longtop. The Securities and...

High & Low Finance: The Audacity of Chinese Fraudsmore

centrality of Chinese banks to the global economy, its a story much bigger than Deloitte or Longtop. The Securities and...

Bachus Is Wall Street's Man in Jefferson Countymore

in fees. The bank gave the county $50 million and paid a $25 million penalty to settle an SEC investigation without...

A Fraud Played Out on Family and Friendsmore

Group, to cease business in January 2009. By last summer, Mr. Palmer had reached a settlement with the Securities and...

Top Sources: Securities & Exchange Comm (SEC)

  • hedgetracker.com
  • MarketWatch
  • Washington Post
  • Reuters UK
  • online.wsj.com
  • CNN Money
  • bloomberg.com
  • ihavenet.com
  • finance.yahoo.com
  • Wall Street Journal Online

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