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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by
Steve Bobrov.
This topic contains
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Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from
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News
Recent news on this topic.
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2:34am BST May 18 (Reuters) - The Securities and Exchange Commission (SEC) is investigating computer system failures at...
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show. Money managers who oversee more than $100 million in equities must file a Form 13F with the Securities and...
- President Barack Obama plans to nominate Democrat Luis Aguilar to another term as a commissioner at the Securities...
President Barack Obama plans to nominate Daniel Gallagher as a commissioner at the U.S. Securities and Exchange...
Commissioner Kathleen Casey * Obama nominates Democrat Aguilar for another term (Adds whom Gallagher would replace,...
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President Barack Obama plans to nominate Daniel Gallagher as a commissioner at the U.S. Securities and Exchange...
stock trading and total control over its quotation and last-sale data,��� said Klein, who was director of the...
n"May 18 (Reuters) - Community Health Systems Inc said it received a subpoena from the Securities and Exchange...
the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.
was ���a wounded bird,��� Savitt said. Smurfit-Stone officials acknowledged in a May 16 filing with the U.S.
or Treasury, you certainly can carry real weight in compelling Mary Schapiro to open the books��� at the SEC and at...
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basis of insider information that came to him.��� The scheme netted at least $20 million, the U.S. Securities and...
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securities, ensure the quality of ratings and prevent conflicts of interest under rules proposed by the U.S.
A government watchdog recently reported on an age-old problem at the Securities and Exchange Commission: the revolving...
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lend to small and medium-sized companies, the Chicago-based firm disclosed in a regulatory filing this month with the...
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Top Sources: Securities & Exchange Comm (SEC)
- hedgetracker.com
- Washington Post
- MarketWatch
- Reuters UK
- online.wsj.com
- CNN Money
- bloomberg.com
- ihavenet.com
- finance.yahoo.com
- qfinance.com
