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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,191 news and 155 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

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Deals of the Day: Tech Bubble 2.0 ��� Zynga Plans to Go Publicmore

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Cisco Dips on Outlook Questionsmore

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Asian Trade Agreements Isolate Taiwanmore

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New Scrutiny for S.E.C. and Trades at SAC Capitalmore

6:40 p.m. | Updated Senator , Republican of Iowa, has stepped up his inquiry into trading at the hedge fund . In a , Mr.

DealBook: New Scrutiny for S.E.C. and Trades at SAC Capitalmore

Steven A. Cohen, the billionaire who runs SAC Capital Advisors.

Watchdog: SEC made 'irresponsible' leasing movemore

WASHINGTON -- The internal watchdog of the Securities and Exchange Commission has found that the agency made...

EQAL Raising Cash to Push Social Video Publishingmore

its sales and business development teams while trying to grow its platform for social publishing. According to an SEC...

Morning MarketBeat: More Questions About China Growth, Euro-Zone Woes ...more

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Senator presses regulator over SACmore

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Jackson Hewitt Tax Service Files for Bankruptcy Protectionmore

RALs, that debt would fall into default, the company had said in a filing with the U.S. Securities and Exchange...

UPDATE 1-Watchdog says US SEC could owe millions over leasemore

* SEC in legal dispute with building owner * Agency signed lease then Congress did not provide funds * Kotz calls for...

SEC Deepens Forex Trading Probemore

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SEC could owe millions after leasing mishap-reportmore

The U.S. Securities and Exchange Commission could be on the hook for roughly $94 million after it backed out of a deal...

H&R Block, JPMorgan, Bank of America, Lehman in Court Newsmore

1/2 months of work, including $8.9 million last month, according to a filing with the U.S. Securities and Exchange...

H&R Block, EU, N.Y. Mortgage Probe, UBS, Deloitte: Compliancemore

nor denies Finra���s allegations,��� the company said in a separate statement. Longtop Says Auditor Deloitte Resigns as...

Longtop Financial Technologies: Analyst Boxscoremore

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Mahindra Satyam swings to a lossmore

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Yandex Says Nyet to Google and Da to Nasdaqmore

ad revenues fell by more than 40 percent. Yandex executives would not comment for this story because of Securities and...

Chrysler Repays Governments as Fiat Increases Stake to 46%more

Chrysler stake to more than 70 percent, Chrysler said this month in a filing with the U.S. Securities and Exchange...

Read: Sen Grassley Wants Answers from the SECmore

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JPMorgan, UBS, Deutsche Bank Said to Face N.Y. Mortgage Probemore

that were mishandled. Last July, Goldman Sachs paid $550 million to settle civil fraud charges brought by the...

Yandex Said to Raise $1.3 Billion as IPO Prices Above Rangemore

public. Yandex had offered the shares for $20 to $22, according to a filing with the U.S. Securities and Exchange...

S.E.C. Investigating Longtop Financial of Chinamore

The auditor at the Chinese-based software company Longtop Financial Technologies has quit and the in the United States...

Yandex up sharply on Wall Street debutmore

public offering, the largest Internet IPO since Google's in 2004. According to its filing with the US Securities and...

U.S. SEC deepens probe of forex trading - WSJmore

The headquarters of the U.S. Securities and Exchange Commission (SEC) are seen in Washington, July 6, 2009.

Top Sources: Securities & Exchange Comm (SEC)

  • hedgetracker.com
  • Washington Post
  • MarketWatch
  • online.wsj.com
  • Reuters UK
  • bloomberg.com
  • qfinance.com
  • CNN Money
  • ihavenet.com
  • Wall Street Journal Online

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