accountat UBS. He also detailed the scheme to investigators from the U.S. Senate, the IRS and the Securities and Exchange...
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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
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Recent news on this topic.
1/2 months of work, including $8.9 million last month, according to a filing with the U.S. Securities and Exchange...
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Goldman paid $550 million last year to settle civil charges by the over its structuring of a known as Abacus that...
U.S. Bankruptcy Court, District of Delaware (Wilmington). Updates Highview Point Allegedly Part of Kenwood Ponzi Scheme...
least 10 percent of assets, weighted according to risk, by 2019. For more, click here. Comings and Goings SEC Names...
as of 2010, up from $103 billion in 2006, according to annual reports and disclosures filed with the Securities and...
securities next month, DeCourcy said. Fifth Third then announced to the public through a regulatory filing with the...
Management LLC, according to the company���s filing. Yandex���s spokesman Ochir Mandzhikov declined to comment today...
Management LLC, according to the company���s filing. Yandex���s spokesman Ochir Mandzhikov declined to comment today...
that were mishandled. Last July, Goldman Sachs paid $550 million to settle civil fraud charges brought by the...
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08-12229, U.S. Bankruptcy Court, District of Delaware (Wilmington). Highview Point Allegedly Part of Kenwood Ponzi...
least 10 percent of assets, weighted according to risk, by 2019. For more, click here. Comings and Goings SEC Names...
(Reuters) ? Schawk Inc., a provider of digital imaging graphic services, said it may face U.S. Securities and Exchange...
Schawk Inc (SGK.N), a provider of digital imaging graphic services, said it may face U.S. Securities and Exchange...
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Researchers have set a new record for the rate of data transfer using a single laser: 26 terabits per second.
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by SAC Capital,��� Jill Gerber, the spokeswoman, said in an e-mail today. Gerber provided no further details.
its bets on mortgage-related investments. The panel���s findings were referred to the Department of Justice and the...
trading last week. The stock transactions were made over the last decade and previously were referred to the Securities...
Top Sources: Securities & Exchange Comm (SEC)
- hedgetracker.com
- Washington Post
- MarketWatch
- online.wsj.com
- Reuters UK
- bloomberg.com
- qfinance.com
- CNN Money
- ihavenet.com
- Wall Street Journal Online
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