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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,188 news and 150 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

News

Recent news on this topic.

An Investment Asks, How Much Can You Afford to Lose?more

INVESTOR interest in private equity and debt offerings continues to increase a mere three years after these illiquid...

LinkedIn Retains Most Gains Second Day After Surging in IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

Stock exchange IT failures probedmore

Regulators to examine NASDAQ, NYSE and BATS The US Securities and Exchange Commission (SEC) is investigating computer...

TranSwitch Corporation Announces Closing Of Common Stock Offering And ...more

offered by TranSwitch Corporation pursuant to a registration statement previously filed with and subsequently declared...

Microchip Technology To Present At The Barclays Capital Americas Selec...more

the presentation are qualified in their entirety by the discussion of risks set forth in the Company's Securities and...

LinkedIn Rises Second Day After U.S. Social-Network���s IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

SEC Names Craig Lewis As Chief Economistmore

Extract not available.

Goldman Braces for Subpoenasmore

Extract not available.

LinkedIn Surges Second Day After Its IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

LinkedIn Stock Rockets After IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

China's stocks present a great wall that has to be overcomemore

Extract not available.

LinkedIn Stock More Than Doubles after IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

The Man Known as 'Octopussy'more

Pharma, Kronos Worldwide (KRO), and Hilton Hotels, according to prosecutors. The group netted at least $20 million, the...

SEC taps Vanderbilt professor for top economic postmore

The U.S. Securities and Exchange Commission has tapped Vanderbilt University professor Craig Lewis as its new chief...

Trump���s For-Profit College Said to Be Probed by Schneidermanmore

division. Bridgepoint Subpoena Bridgepoint disclosed its receipt of a subpoena from Schneiderman���s office in a U.S.

Financial-Crisis Subpoenas Heading to Goldman Sachsmore

Extract not available.

St. John's-Kentucky to Showcase Froshmore

Extract not available.

ImmunoGen, Inc. Prices Public Offering of Common Stockmore

being offered by ImmunoGen pursuant to an automatically effective shelf registration statement that was previously...

Goldman Braces for Federal Subpoenasmore

Extract not available.

Liquidnet extends reach into capital markets dealsmore

Extract not available.

Lucrative corporate sales boost Dellmore

Extract not available.

Yandex Says Nyet to Google and Da to Nasdaqmore

ad revenues fell by more than 40 percent. Yandex executives would not comment for this story because of Securities and...

Ratings hiatus may force banks to raise extra capitalmore

Extract not available.

Morning MarketBeat: LinkedIn Starts Trading, Initial Jobless Claimsmore

Extract not available.

CAAS Receives Additional Letter from NASDAQmore

with the continued listing requirements under Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of SEC...

Top Sources: Securities & Exchange Comm (SEC)

  • hedgetracker.com
  • Washington Post
  • MarketWatch
  • Reuters UK
  • online.wsj.com
  • CNN Money
  • bloomberg.com
  • ihavenet.com
  • finance.yahoo.com
  • qfinance.com

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