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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by
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From Mr Bevis Longstreth. Sir, John Gapper's constructive thoughts on rating agencies nicely catalogue the wickedness...
The SEC charged Nevin K. Shapiro, the president and founder of Capitol Investments USA, Inc. and a prominent...
U.S. Securities and Exchange Commission Chairman Mary Schapiro is touting the agency’s fraud lawsuit against Goldman...
News that the Securities and Exchange Commission filed a civil suit against Goldman Sachs has sent the investment...
Exchange says price-formation becoming unreliable
One day after an Obama administration official stood behind the corporate governance changes included in the Senate...
Un faux positif dans la base virale de McAfee a provoqué une série de désagréments aux clients sous Windows XP.
Oil prices plunged on Friday after the U.S. Securities and Exchange Commission charged Goldman Sachs with fraud in its...
The SEC is currently conducting legal inquiries into hedge funds like David Tepper’s Appaloosa Management LP and Clint...
on Wall Street and Main Street. Tags: , goldman sachs, John Paulson, , on Wall Street and Main Street.
Today, the SEC announced civil charges against Goldman Sachs for committing fraud that cost investors more than $1...
The SEC proposes a rule that will require an ID number for individuals or firms trading heavily. Time for securities...
allowing that client to make improper trades in credit default swaps linked to that company's debt, a Securities and...
Its the largest fraud case in world history. It is alleged that between June of 2004 and October of 2005, over 2...
TD Ameritrade complied with the SEC settlement in its Auction-Rate Securities case by repurchasing $304 million in...
The SEC has charged investment advisory firm Mitchell, Porter & Williams, Inc. (MPW) and its principal Thomas L.
hackers using stolen share trading accounts to manipulate stocks is seeing good cooperation between Russian business...
-(Dow Jones)- Philippine property developer Globe Asiatique Realty Holdings Corp. on Friday secured approval from the...
regulators investigating whether to bring civil fraud charges against the failed bank’s top managers, Mary Schapiro, US...
Two former computer programmers at ’s firm were indicted Wednesday by a federal grand jury in Manhattan, Bloomberg News...
As details have emerged about how the accounting tactics of Lehman Brothers Ms. Schapiro told a House Appropriations...
Jones)- Russia is planning to register its first new Eurobond in a decade with the U.S. Securities and Exchange...
WASHINGTON -(Dow Jones)- U.S. Securities and Exchange Commission Chairman Mary Schapiro on Wednesday told a House panel...
on the use of placement agents, the middlemen who facilitate deals between investment firms and public pensions.
Top Sources: Securities & Exchange Comm (SEC)
- hedgetracker.com
- Washington Post
- MarketWatch
- online.wsj.com
- Reuters UK
- bloomberg.com
- qfinance.com
- CNN Money
- ihavenet.com
- Wall Street Journal Online
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