accountan e-mail today that he will step down March 31 to join NERA Economic Consulting. He joined the SEC in 2007 from the...
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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
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codes, it made me think about my three and one-half years as a lawyer and adviser at the SEC, overseeing the adoption...
CompaniesEconomy International Corrections Pre-market Trading After-hours Trading Winners/Losers/Actives Bonds...
Zep, Inc. announced that it has filed a shelf registration statement or Form S-3 with the Securities and Exchange...
the 84-year-old Greenberg might still face. Last August, he agreed to pay $15 million to settle U.S. Securities and...
data, and splits data provided by Interactive Data Pricing and Reference Data. Fundamental data provided by...
Former SEC chief Richard C. Breeden, who built a career trying to clean up corporate America, now has his hands full...
Forcing hedge fund advisers to register with the US Securities and Exchange Commission will enable regulators to access...
At the height of the financial crisis, short selling of equities was the scourge of regulators. Events over the past...
contentious issue.While Europe and Hong Kong favour greater disclosure of short selling activity, the US, under the...
Bernard L. Madoff scandal erupted, Harry Markopolos was toiling away as a little-known investigator who repeatedly...
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NEW YORK, Feb 24 (Reuters) - A Manhattan federal judge on Wednesday refused to dismiss a U.S. Securities and Exchange...
firm of Davis Polk & Wardwell. From 1985 to 1989, Mr. Lynch was director of enforcement for the Securities and...
data, and splits data provided by Interactive Data Pricing and Reference Data. Fundamental data provided by...
The US Securities and Exchange Commission will hold a highly anticipated vote on Wednesday on a proposed timeframe for...
WASHINGTON -(Dow Jones)- The U.S. Securities and Exchange Commission is scheduled to vote Wednesday, Feb.
as much as doubling base salaries. [ Bloomberg ] Ken Lewis: Former Bank of America chief told the SEC that he was...
authors also found that “quadrophobes are more likely to restate financials and to be named as defendants in SEC...
women’s clothing retailer boosted its sales forecast, a person with direct knowledge of the inquiry said.
news organizations to unseal documents that could shed light on charges that Mary Schapiro, now chairman of the...
Brocade Communications Systems Inc. has been fined nearly $425,000 and banned from 'appearing and practicing before the...
of United States District Court in St. Louis found insufficient evidence to support a complaint brought by the...
billion worth of UBS AG (UBSN.VX) notes being converted into shares on March 5, according to a Securities and Exchange...
CalSTRS has applauded a decision by the SEC to improve disclosure of climate risk in securities filings, which passed...
Top Sources: Securities & Exchange Comm (SEC)
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- bloomberg.com
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- ihavenet.com
- Wall Street Journal Online
