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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,188 news and 150 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

News

Recent news on this topic.

Why Didn't FINRA Catch Madoff?more

Press reports have raked the SEC over the coals because of the Madoff scandal. Much has been made over the fact that...

Temasek Converts Merrill Stake Into 189 Million Bank Of America Sharesmore

Corp. (BAC) after converting its Merrill Lynch & Co. shares. Temasek, in a filing with the U.S. Securities and...

SEC re-opens probe of Samberg's Pequot Capitalmore

The Securities and Exchange Commission has re-opened a probe into Arthur Samberg's hedge-fund firm Pequot Capital...

Madoff's Grandiosity Key to Hiding Fraudmore

How could the Securities and Exchange Commission, which admits it had gotten tips about Madoff for years, bring some...

S.E.C. Accused of Failing to Act on Warnings About Madoffmore

WASHINGTON - Democratic lawmakers charged on Monday that the Securities and Exchange Commission had failed miserably in...

CME swaps to get SEC OK 'soon'more

expects to approve credit derivatives clearing platforms from CME Group Inc. and IntercontinentalExchange Inc.

Madoff Lists Assets for SEC; Agency Mum on Detailsmore

Extract not available.

SEC's Cox regrets short-selling banmore

WASHINGTON -- Under fire for regulatory missteps, top U.S. securities regulator Christopher Cox defended his agency's...

SEC Study Defends Fair-Value Accounting Rulemore

a meaningful role in the bank failures that occurred in 2008,' the regulator said in a statement. The SEC study,...

SEC's top accountant to leavemore

private sector job next month, in what could herald a wave of departures from the embattled agency. The SEC said...

SEC halts alleged $23 million Ponzi schememore

from thousands of investors in Florida's Haitian-American community, the Securities and Exchange Commission said on...

Roy Kramer still believes in the BCS systemmore

Former SEC commissioner Roy Kramer, who is credited with devising the current BCS system, said in a recent New York...

The ID which has been used to access this Moreover Technologies link i...more

Extract not available.

Top Sources: Securities & Exchange Comm (SEC)

  • hedgetracker.com
  • Washington Post
  • MarketWatch
  • Reuters UK
  • online.wsj.com
  • CNN Money
  • bloomberg.com
  • ihavenet.com
  • finance.yahoo.com
  • qfinance.com

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