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SECURITIES & EXCHANGE COMM (SEC)

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.

Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by Steve Bobrov. This topic contains 2,191 news and 155 blog items. Read updated news, blogs, and resources about Securities & Exchange Comm (SEC). Find user-submitted articles and reactions on Securities & Exchange Comm (SEC) from like-minded professionals.

News

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Ratings hiatus may force banks to raise extra capitalmore

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Morning MarketBeat: LinkedIn Starts Trading, Initial Jobless Claimsmore

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CAAS Receives Additional Letter from NASDAQmore

with the continued listing requirements under Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of SEC...

Obama nominates Baltimore resident for SEC postmore

in Washington, was nominated this week by President Barack Obama to be one of five commissioners for the Securities and...

Dealpolitik: LinkedIn���First the IPO, Next the Lawsuits?more

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Khosla Raising Over $1B in Fourth Fundmore

Vinod Khosla, is raising a new $1.05 billion fund -- Khosla Ventures IV -- according to an SEC filing.

LinkedIn Shares Surge After IPOmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

Venezuelan pleads guilty in Conn. pyramid schememore

Horna Napolitano helped disgraced financer Francisco Illarramendi in an effort to throw off investigators from the U.S.

Post IPO, LinkedIn to Keep Hiringmore

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LinkedIn Shares Soar to $122 After IPOmore

has hired 298 more employees and has grown 100 million users as of March 31. According to the SEC filing, a...

SEC Credit-Rating Rules, 401(k) Bill, ECB Greek Aid: Compliancemore

May 19 (Bloomberg) -- The U.S. Securities and Exchange Commission will seek comment on Dodd-Frank Act rules that would...

LinkedIn Raises $352.8 Million in U.S. Initial Public Offeringmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

Levin sees 'real hope' of fresh Goldman probemore

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How Rajat Gupta Came Undonemore

At the time, he was also that rare businessman whose integrity was considered beyond reproach. Yet if the Securities...

Levin sees ���real hope��� of fresh Goldman probemore

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PGA Tour Rebuffs Stanford Receiver���s Pursuit of Sponsorship Feesmore

sued more than 50 individuals and vendors who provided services to Stanford���s companies before the U.S.

LinkedIn Shares Surge After Public Offeringmore

the business, including possibly buying other companies or technologies, LinkedIn said in a filing with the U.S.

Lord of the liesmore

out of Mr Madoff���s offices. His illegal activities were nearly uncovered many times. After numerous tips the...

U.S. proposes rules to increase transparency of credit ratingsmore

The U.S. Securities and Exchange Commission (SEC) proposed new rules and amendments Wednesday to increase transparency...

Bernie Madoff: Lord of the liesmore

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Goldman Cuts Dollar Forecast Versus Euro on Growth Outlookmore

zero days of losses a year ago, according to a filing the New York-based firm made with the Securities and Exchange...

SEC Proposes Greater Scrutiny of Rating Agenciesmore

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White House Submits Two Nominees for SECmore

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Freddie Mac Prices $1 Billion Reopening Of 2.5% Five-Year Reference No...more

Freddie Mac's Annual Report on Form 10-K for the year ended December 31, 2010, filed with the Securities and Exchange...

Galleon Case: The Man Who Was 'Octopussy'more

Pharma, Kronos Worldwide (KRO), and Hilton Hotels, according to prosecutors. The group netted at least $20 million, the...

Top Sources: Securities & Exchange Comm (SEC)

  • hedgetracker.com
  • Washington Post
  • MarketWatch
  • online.wsj.com
  • Reuters UK
  • bloomberg.com
  • qfinance.com
  • CNN Money
  • ihavenet.com
  • Wall Street Journal Online

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