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SECURITIES & EXCHANGE COMM (SEC)
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the U.S. government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was established in 1934 as a non-partisan regulatory agency during the Great Depression. This topic covers the latest news on the SEC and its current regulations.
Securities & Exchange Comm (SEC) is part of Business Exchange, suggested by
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The SEC this week filed the first cases under the new Rule 105 of Regulation M, which was amended to curtail unlawful...
The FBI is hoping to extract a hefty $7 million from a purported pump-and-dump operation that allegedly used a variety...
Chevron says first gas output from China Chuandongbei likely in 2012 - read this Platts news article and other stories...
Sino Clean Energy Inc. shares jumped 19% on May 9 on news that it filed suit against parties who publicly shorted the...
The U.S. Securities and Exchange Commission has begun drafting more than 100 rules required by the Dodd-Frank Act with...
Its the largest fraud case in world history. It is alleged that between June of 2004 and October of 2005, over 2...
Footnoted describes appearances in both CME Group's 10-Q AND Strategic Hotel and Resorts 8-K on 9 November 2011.
Citigroup Inc.’s $285 million settlement with the U.S. Securities and Exchange Commission over mortgage-backed...
The SEC has charged investment advisory firm Mitchell, Porter & Williams, Inc. (MPW) and its principal Thomas L.
The SEC will lighten Dodd-Frank’s reporting burdens for thousands of issuers of Asset-Backed Securities
About five miles south of Groupon Inc.’s headquarters, at U.S. Cellular Field, there’s a veteran baseball player for...
: Moneyline provides live Multi currency cross rates, Single currency cross rates, live currency charts, live currency...
investors, according to regulators, who say they'll continue working for further payouts from the money-market fund.
The SEC has obtained a court order that halted a Ponzi scheme that raised over $11 million using a website and cold...
With the SEC demanding financial regulation of many US-based funds as part of the Dodd-Frank act, George Soros has...
Chevron to reduce stakes in 2 Indonesia deepwater gas projects - read this Platts news article and other stories in...
Business is up at SecondMarket, SharesPost, and other private trading services as investors rush to get in on startups...
Texas' Frac Tech files for $690 mill IPO - read this Platts news article and other stories in natural gas by clicking...
The Securities and Exchange Commission has re-opened a probe into Arthur Samberg's hedge-fund firm Pequot Capital...
The government's case against Raj Rajaratnam, founder of hedge fund Galleon Group, on the charge of insider trading,...
Dynegy says FERC approves $665 million acquisition by Icahn - read this Platts news article and other stories in...
Kinder Morgan shares gain 3.5% in first day of trading - read this Platts news article and other stories in natural gas...
The alleged fraud of Bernard Madoff roped in thousands of clients and potentially going back three decades, or longer.
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