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UPTICK RULE

In July of 2007, the SEC removed something called the uptick rule. The uptick rule is a securities trading rule used to regulate short selling in financial markets. The rule mandates that, when sold, a listed security must either be sold short at a price above the price at which the immediately preceding sale was affected or at the last sale price if it is higher than the last different price. This topic covers the latest news of calls to revive the uptick rule.

Uptick Rule is part of Business Exchange, suggested by George Flagg. This topic contains 156 news and 114 blog items. Read updated news, blogs, and resources about Uptick Rule. Find user-submitted articles and reactions on Uptick Rule from like-minded professionals.

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Section event: It's Back! Short Sale Price Test Restrictions and the.....more

After Eliminating All Short Sale Price Test Restrictions in 2007, the SEC Reverses Course and Recently Approved an...

Seven Questions For Week No. 17more

We need to enforce the rules on the books. The SEC should reinstall the short uptick rule. It should rigorously enforce...

Online Forexmore

One of these artificial contraptions is the “uptick rule,” which comes into play when shorting stocks, making it more...

SEC’s Restrictions on Short Selling in Melting Scripmore

Duration of Price Test Restriction: Once the circuit breaker has been triggered, the alternative uptick rule would...

Regulatory - SEC adopts amendments to uptick rule, Update: Financial.....more

SEC Approves Short Selling Restrictionsmore

This alternative uptick rule is designed to restrict short selling from further driving down the price of a...

Rodrigue Tremblay: Economic Bubbles and Financial Crises, Past and...more

...only weeks before the subprime financial crisis went into full gear the SEC removed  the “uptick” rule for short...

Strategy For a Downside Move in the S&P 500: The Empire Strikes Ba...more

...sessions -  you'd have cries of injustice and talks that shorting needs to be stopped.  Or bring back the uptick...

Timothy Sykes ShortStocking DVD Reviewmore

Maker, Naked Short, Margin Call, Short Squeeze, Short Bias, Long/Short Fund, Bid, Ask, Spread, Volatility, Liquidity,...

The 10 Keys to Short-Selling Profitsmore

...back to mid-July of 2007, a point coinciding with the repeal of the so-called "uptick rule." The uptick...

When will people learn that short selling is GOODmore

Thursday, March 4, 2010provided byMarketWatch. Commentary: SEC's new version of 'uptick rule' lets investors down.

New Uptick Rule Can't Prevent Big Stock Declinesmore

There's little evidence that a new SEC rule will impede short sellers from driving stocks down.

Brought to You by Reduced Circumstancesmore

...to all depository institutions including money market funds, and an announcement reinstating the uptick rule.

Is the reinstatement of Sec rule 10a-1(the uptick rule ) still being.....more

Chuck Jaffe: New 'uptick rule' for stocks lets investors downmore

Last week, the Securities and Exchange Commission adopted a new rule 'designed to preserve investor confidence and...

United States: The Alternative Uptick Rule - Morrison & Foerster L...more

On February 24, 2010, the Securities and Exchange Commission announced that it adopted an alternative uptick rule as...

Alternative UpTick Rulemore

This alternative uptick rule is designed to restrict short selling from further driving down the price of a stock that...

Alternative UpTick Rulemore

The alternative uptick rule (Rule 201) approved today imposes restrictions on short selling only when a stock has...

THIS WEEK IN SECURITIES LITIGATION (February 26, 2010)more

...adopted the new alternative uptick rule this week over the strong dissent of Commissioner Paredes as discussed here.

SEC's Uptick Rule Mistakemore

NEW YORK (TheStreet) - - David Henderson of DRU Stock says the SEC should have brought back the original uptick rule...

The SEC continues its war on the shortsmore

The SEC, by a 3-2 vote, has adopted its "uptick" rule (201) restricting short selling for stocks moving more...

NYT DealBook: Lawmakers Find Short-Sale Rule Lackingmore

The rule was abolished in 2007 by the S.E.C. after it concluded that advances in trading strategies rendered the old...

Lawmakers Find S.E.C.’s Short-Sale Rule Lacking - DealBook Blog -...more

...traders from selling short, or betting that a stock would fall, unless there was an uptick in the price.

THE CONTINUING CONTROVERSY OVER SHORT SELLINGmore

...of the uptick rule. Now, however, it is adopting a modified version of that rule despite the fact that little has...

SEC Passes Uptick Rule To Curb Short Salesmore

...and investor confidence, the U.S. Securities and Exchange Commission narrowly voted Wednesday to approve a new rule...

Top Sources: Uptick Rule

  • usnews.com
  • NY Post: Business
  • SeekingAlpha.com: Market Currents
  • The Market Oracle
  • businessinsider.com
  • InformedTrades
  • Boing Boing
  • Club for Growth
  • SeekingAlpha.com: Home Page
  • LinkedIn Answers: Financial Markets

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