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UPTICK RULE

In July of 2007, the SEC removed something called the uptick rule. The uptick rule is a securities trading rule used to regulate short selling in financial markets. The rule mandates that, when sold, a listed security must either be sold short at a price above the price at which the immediately preceding sale was affected or at the last sale price if it is higher than the last different price. This topic covers the latest news of calls to revive the uptick rule.

Uptick Rule is part of Business Exchange, suggested by George Flagg. This topic contains 156 news and 114 blog items. Read updated news, blogs, and resources about Uptick Rule. Find user-submitted articles and reactions on Uptick Rule from like-minded professionals.

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August 18: Market Risk - SEC Seeks Comment on Alternative Uptick...more

The Securities and Exchange Commission yesterday announced that it is seeking public comment on an alternative approach...

SEC Proposes Alternative Uptick Rule - Extends Comment Periodmore

...implement than previously proposed price test restrictions currently under consideration.The alternative uptick rule...

SEC Seeks Public Comment On Reinstatement Of Uptick Rulemore

SEC Seeks Comment On Alternative Uptick Rulemore

The Securities and Exchange Commission today announced that it is seeking public comment on an alternative approach to...

The SEC proposes a revised uptick rule that would be easier to...more

The SEC proposes a revised uptick rule that would be easier to monitor, as it disregards the sequence of bids, and has...

The comment period on proposed changes to the SEC's short sale rulesmore

SEC Seeks Comment on Alternative Uptick Rule The comment period on proposed changes to the SEC's short sale rules has...

SEC seeks additional comment on uptick rulemore

Erin Burnett And SEC Chair Mary Schapiro Discuss Flash Orders, HFT,...more

Watch...

SEC has zero tolerance for abusive naked short selling??????more

"These several actions today make it crystal clear that the SEC has zero tolerance for abusive naked short...

The SEC Prohibits “Naked” Short Selling Permanently and...more

Making Permanent A Rule to Curtail Naked Short Selling Adopting Rule 204: The Commission has made permanent a temporary...

Markets Need More Than Uptick Rulemore

Ever since it was taken away, the subject of the uptick rule has been central in many debates. Most feel that the rule...

SEC may Reinstate Uptick Rule for Short Sellingmore

From the NY Times: S.E.C. May Reinstate Rules for Short-Selling Stocks The Securities and Exchange Commission appears...

Advisers, investors call for reinstating uptick rulemore

...short selling, more than 3,000 comments have been filed with the Securities and Exchange Commission on proposed...

Short Sales, and the Uptick Rule Revisitedmore

...share prices has perhaps reduced some of the more strident calls for its reinstatement, the abolishment of the...

Dear SEC: Reinstate Uptick Rulemore

Jim Cramer, William Furber, Eric Oberg and Scott Rothbort invite you to sign their letter calling on the SEC to...

Uptick rule: Who's for it? Who's against it?more

U.S. broker-dealer watchdog agree the Securities and Exchange Commission should not reinstate its old uptick rule to...

On or Off, Uptick Rule Brings Modest Resultsmore

...announced on April 8 that it is considering reimposing the uptick rule to limit short selling. The old uptick rule...

Uptick Rulemore

A Depression-era rule regulating short-selling...

Uptick Rule Debate Needs Some Clear Headsmore

...of the uptick rule is approaching hysteria. You would think, given some of the comments regarding the re-imposition...

Mechanics of Short Selling, Naked Short Selling and Synthetic Short...more

There is much in the media these days about short selling, naked short selling and the "uptick rule.

IOSCO Report on Hedge Fund Oversightmore

...short only after a rise from its immediately prior price (see related story “Exchanges propose modified uptick rule...

Chanos Blasts SEC On Short Sale Rulesmore

Jim Chanos, who runs the hedge fund lobby group called theCoalition of Private Investment Companies, responded this...

An excellent analysis of what regulators should, and shouldn't, be...more

An excellent analysis of what regulators should, and shouldn't, be debating when they gather Wednesday to rehash the...

Weekly Calendar: Apr 6 - Apr 10more

SEC to vote on restoring the uptick rule. Goldman Sachs Leveraged Finance Healthcare Conference. Earnings During...

Short Selling Uptick Rule to Return, But Keep It Simplemore

It looks like an uptick rule for short selling will soon be back in place, but let's hope it's not the version being...

Top Sources: Uptick Rule

  • usnews.com
  • NY Post: Business
  • SeekingAlpha.com: Market Currents
  • The Market Oracle
  • businessinsider.com
  • InformedTrades
  • Boing Boing
  • Club for Growth
  • SeekingAlpha.com: Home Page
  • SEC.gov Updates: Press Releases

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