The Securities and Exchange Commission yesterday announced that it is seeking public comment on an alternative approach...
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UPTICK RULE
In July of 2007, the SEC removed something called the uptick rule. The uptick rule is a securities trading rule used to regulate short selling in financial markets. The rule mandates that, when sold, a listed security must either be sold short at a price above the price at which the immediately preceding sale was affected or at the last sale price if it is higher than the last different price. This topic covers the latest news of calls to revive the uptick rule.
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...implement than previously proposed price test restrictions currently under consideration.The alternative uptick rule...
The Securities and Exchange Commission today announced that it is seeking public comment on an alternative approach to...
The SEC proposes a revised uptick rule that would be easier to monitor, as it disregards the sequence of bids, and has...
SEC Seeks Comment on Alternative Uptick Rule The comment period on proposed changes to the SEC's short sale rules has...
"These several actions today make it crystal clear that the SEC has zero tolerance for abusive naked short...
Making Permanent A Rule to Curtail Naked Short Selling Adopting Rule 204: The Commission has made permanent a temporary...
Ever since it was taken away, the subject of the uptick rule has been central in many debates. Most feel that the rule...
From the NY Times: S.E.C. May Reinstate Rules for Short-Selling Stocks The Securities and Exchange Commission appears...
...short selling, more than 3,000 comments have been filed with the Securities and Exchange Commission on proposed...
...share prices has perhaps reduced some of the more strident calls for its reinstatement, the abolishment of the...
Jim Cramer, William Furber, Eric Oberg and Scott Rothbort invite you to sign their letter calling on the SEC to...
U.S. broker-dealer watchdog agree the Securities and Exchange Commission should not reinstate its old uptick rule to...
...announced on April 8 that it is considering reimposing the uptick rule to limit short selling. The old uptick rule...
A Depression-era rule regulating short-selling...
...of the uptick rule is approaching hysteria. You would think, given some of the comments regarding the re-imposition...
There is much in the media these days about short selling, naked short selling and the "uptick rule.
...short only after a rise from its immediately prior price (see related story “Exchanges propose modified uptick rule...
Jim Chanos, who runs the hedge fund lobby group called theCoalition of Private Investment Companies, responded this...
An excellent analysis of what regulators should, and shouldn't, be debating when they gather Wednesday to rehash the...
SEC to vote on restoring the uptick rule. Goldman Sachs Leveraged Finance Healthcare Conference. Earnings During...
It looks like an uptick rule for short selling will soon be back in place, but let's hope it's not the version being...
Top Sources: Uptick Rule
- usnews.com
- NY Post: Business
- SeekingAlpha.com: Market Currents
- The Market Oracle
- businessinsider.com
- InformedTrades
- Boing Boing
- Club for Growth
- SeekingAlpha.com: Home Page
- SEC.gov Updates: Press Releases
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