accounttackle controversial agency proposals such as one to curb short selling and reinstate an updated version of the 'uptick...
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UPTICK RULE
In July of 2007, the SEC removed something called the uptick rule. The uptick rule is a securities trading rule used to regulate short selling in financial markets. The rule mandates that, when sold, a listed security must either be sold short at a price above the price at which the immediately preceding sale was affected or at the last sale price if it is higher than the last different price. This topic covers the latest news of calls to revive the uptick rule.
Uptick Rule is part of Business Exchange, suggested by
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News
Recent news on this topic.
U.S. Federal Reserve Chairman Ben S. Bernanke is a proponent of the uptick rule’s restoration. “If the rule is to be...
In 1938, the U.S. Securities and Exchange Commission (SEC) adopted the uptick-rule, more formally known as rule 10a-1,...
Feb. 25 (Bloomberg) – “Federal Reserve Chairman Ben S. Bernanke (pictured left) said there may be a benefit in...
Law Firm Wachtell, Lipton, Rosen & Katz, letter to SEC
Big Wall Street firms from Vanguard Group Inc. to Goldman Sachs Group Inc. are lining up against new rules to restrict...
companies. The U.S. Securities and Exchange Commission had asked for comments on a proposal to reinstate the 'uptick'...
Securities and Exchange Commission is soliciting comments on its latest attempt to reinstate short-selling regulation.
by financial companies, took off like rockets from their lows. The SEC's removal in 2007 of the uptick rule (which held...
naked short selling would still be a market practice today. Meanwhile, another Schapiro priority, the return of the...
a cheaper price. In a 'naked' transaction, you don't actually borrow the shares. The reinstitution of the uptick rule,...
selling.' 'In the recent financial decline, there was abusive short selling enabled by the repeal of the 70-year-old...
the heels of an SEC request for comments on a proposal for reinstating a short-selling restriction called the 'uptick'...
taken to broadly address the issue of short-selling. The agency has already proposed reinstating a version of the...
on securities lending * Big funds angry at middlemen who borrowed shares * Agency reviewing whether to reinstate uptick...
a cheaper price. In a 'naked' transaction, you don't actually borrow the shares. The reinstitution of the uptick rule,...
trade. Under pressure from lawmakers and financial institutions, the SEC is considering five different proposals for...
SEC Considering Reinstating Regulations Limiting Short-Selling; Critics Say It Would Stifle Market
companies. The U.S. Securities and Exchange Commission had asked for comments on a proposal to reinstate the 'uptick'...
called on the SEC to make right its blunders of the past few years. First, reinstate the uptick rule.
Big Wall Street firms from Vanguard Group Inc. to Goldman Sachs Group Inc. are lining up against new rules to restrict...
rules, and Gardner told clients that he expects there might be some indication provided about when a modified uptick...
it: The Securities and Exchange Commission has sanctioned harmful investment vehicles like ultra-short ETFs.
Sectors:Health Care Companies:Yahoo! Inc | Altria Group Inc | Pepsico Inc | Freeport-Mcmoran Copper & Gold Inc Mr.
likely still head higher. Cramer told a final viewer that he's still in favor of reinstating the uptick rule, which...
Top Sources: Uptick Rule
- thestreet.com
- CNBC
- online.wsj.com
- Forbes.com
- house.gov
- bloomberg.com
- MarketWatch
- sec.gov
- thedeal.com
- New York Times
Tweets on this Topic
no uptick rule, so it will be brutal! $GS
@roflprof could be said the uptick rule was abolished by the buddies of Timmy G so they could get rid of competition on Wall st.
I never understood why the Uptick rule was abolished. Funny, shortly after, we had trouble.
I am a strong proponent of Glass-Steagall as well as other reforms. btw, where the HELL is the SEC? uptick rule, CDS, shorts, flash etc $$
In Defense of the Uptick Rule | New American Contract http://tinyurl.com/yjlwjb5
OE week pin action...$AAPL & $GS are targeted. This is why the uptick rule has to be reinstated.
