accountWASHINGTON -(Dow Jones)- U.S. Securities and Exchange Commission Chairman Mary Schapiro on Tuesday said an 'uptick...
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UPTICK RULE
In July of 2007, the SEC removed something called the uptick rule. The uptick rule is a securities trading rule used to regulate short selling in financial markets. The rule mandates that, when sold, a listed security must either be sold short at a price above the price at which the immediately preceding sale was affected or at the last sale price if it is higher than the last different price. This topic covers the latest news of calls to revive the uptick rule.
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Last week, the Securities and Exchange Commission adopted a new rule 'designed to preserve investor confidence and...
deal. I have a number of thoughts and some guesses, but I will throw them out anyway. The uptick rule is coming back,...
Jimmy Cayne says Bear Stearns liabilities were too high, but suggests conspiracy caused a run on the bank The...
be seen how short sellers behavior will be changed by regulations like the modified version of the so-called uptick...
legislators yesterday. Schive said the Taiwan bourse will introduce measures to make trading more transparent and a...
for examiners and staff. Yet, for all of the reforms put forth by Schapiro at the SEC--from the uptick rule to...
standards, as Treasury Secretary Tim Geithner so desperately wants to believe. Nor can it be solved by the 'uptick...
financial stocks during the crisis, causing hedge funds to cry foul. The commission later moved to reinstate the...
does neither. Mostly it serves to make politicians and regulators feel like they are doing something. The 'alternative...
management malfeasance. The SEC sees its new rule as a compromise between doing nothing and restoring the old 'uptick'...
Extract not available.
There are a couple new elements to the rules. One element is essentially an updated version of the uptick rule.
financial crisis, lawmakers and companies begged the SEC to clamp down on the short sellers and said the uptick rule...
financial crisis, lawmakers and companies begged the SEC to clamp down on the short sellers and said the uptick rule...
short selling after studies concluded doing so wouldn't hurt markets. The new regulation, unlike the previous so-called...
limiting short selling after studies concluded doing so wouldnt hurt markets. The new regulation, unlike the previous...
stocks that are falling rapidly in price. But, while the move had some lawmakers arguing that an “alternative uptick...
in price. In July 2007, when the stock market was near its peak, the SEC abolished a 70-year-old uptick rule, put in...
the case of big market declines but decided against that. Instead, it adopted what it called an 'alternative uptick...
There are a couple new elements to the rules. One element is essentially an updated version of the uptick rule.
the scope of Securities and Exchange Commission’s decision to put limits on short-selling, arguing that an “alternative...
that governed short sales for decades. The SEC has faced a heap of criticism for repealing the so-called uptick rule in...
petition sent to the SEC wanted a short-selling restriction that was always in effect, similar to the so-called uptick...
promote market efficiency," said SEC Chairman Mary Schapiro, who backed what the regulatory agency called the...
Top Sources: Uptick Rule
- CNBC
- Forbes.com
- thestreet.com
- online.wsj.com
- MarketWatch
- house.gov
- bloomberg.com
- Reuters
- articles.businessinsider.com
- TheStreet.com
Tweets on this Topic
@beckyquickcnbc Ask Fisher's opinion whether the uptick rule should be re-instituted to prevent arbitrary and contrived runs on institutions
Short Selling Contracts For Difference - Does the Uptick Rule Apply? http://t.co/v3VIZGMXNV
Does the Uptick Rule Apply to Short Selling Contracts For Difference Or CFDs? http://t.co/KQSUACMGUm
@Convertbond How systemic risk priced lowr w/ #Fed QE $ everywhr & mrkts run by completly Irrat'nl HFT algos w/ no uptick rule 2 stop crash?
Short Selling Contracts For Difference - Does the Uptick Rule Apply? http://t.co/v3VIZGMXNV
Does the Uptick Rule Apply to Short Selling Contracts For Difference Or CFDs? http://t.co/KQSUACMGUm
i hate the uptick rule
Short Selling Contracts For Difference - Does the Uptick Rule Apply? http://t.co/xlXHTPkr1i
@contangoz no news, but uptick rule 201 is in effect as of 1:04 pm EST via bloomberg
Does the Uptick Rule Apply to Short Selling Contracts For Difference Or CFDs? http://t.co/KQSUACMGUm
Short Selling Contracts For Difference - Does the Uptick Rule Apply? http://t.co/xlXHTPkr1i
Does the Uptick Rule Apply to Short Selling Contracts For Difference Or CFDs? http://t.co/KQSUACMGUm